Joshua Aaron Mueller

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → 01/2021
  Mutual Of Omaha Advisors - Great Plains Division
  Omaha, NE
• 04/2018 → 09/2018
  Unemployed
  Omaha, NE
• 02/2018 → 04/2018
  Omaha Jewish Community Center
  Omaha, NE
• 06/2017 → 02/2018
  Coco Keys Water Resort
  Omaha, NE
• 05/2016 → 06/2017
  Lifetime Fitness
  Omaha, NE
• 09/2021 → 10/2021
  Ae Wealth Management, Llc
  Topeka, KS
• 06/2021 → 10/2021
  Retire Smart, Llc
  Omaha, NE
• 01/2021 → 06/2021
  Unemployed
  Omaha, NE
• 10/2021 → 06/2022
  Smart Wealth
  Omaha, NE
• 06/2022 → 04/2023
  Wealthplan Investment Management Llc
  Omaha, NE
• 04/2023 → Present
  Wells Fargo Bank, Na
  Omaha, NE
• 04/2023 → Present
  Wells Fargo Clearing Services, Llc
  Omaha, NE

Previous Registrations

• 2022-06-03 → 2023-04-10
  Wealthplan Investment Management Llc
  Omaha, NE
• 2021-11-23 → 2022-06-01
  Smart Wealth, Llc
  Omaha, NE
• 2021-09-13 → 2021-11-22
  Ae Wealth Management, Llc
  Omaha, NE

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-05-10
• S65 Uniform Investment Adviser Law Examination
  2021-06-26