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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-08-14
  • VA RA
    APPROVED
    Since 2019-08-14

Branch Locations

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

6110 Franconia Rd, Alexandria, VA 22310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Arlington VA 08/2010 Present
Wells Fargo Clearing Services, Llc Arlington VA 03/2019 Present
Other Businesses

VINO VIRGINIA WINE, NOT INV RELATED, ARLINGTON, VA, WINE TOUR ASSISTANT, START DATE: 11/11/23, 20 HRS PER MONTH, 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-14
S63 Uniform Securities Agent State Law Examination 2019-07-19
  • S65 Uniform Investment Adviser Law Examination
    2019-08-14
  • S63 Uniform Securities Agent State Law Examination
    2019-07-19
Other Names
  • Dannithza Claros Cano
  • Dannithza Claroscano

View on SEC IAPD

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