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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-01-27 |
| AL | RA | APPROVED | 2026-01-19 |
| ME | RA | APPROVED | 2025-06-26 |
| AZ | RA | APPROVED | 2025-05-27 |
| OH | RA | APPROVED | 2025-05-13 |
| CA | RA | APPROVED | 2025-04-07 |
| VA | RA | APPROVED | 2025-03-10 |
| MD | RA | APPROVED | 2025-01-23 |
| OK | RA | APPROVED | 2025-01-17 |
| NY | RA | APPROVED | 2025-01-14 |
| CO | RA | APPROVED | 2025-01-09 |
| ND | RA | APPROVED | 2024-11-19 |
| FL | RA | APPROVED | 2024-11-15 |
| NC | RA | APPROVED | 2024-02-22 |
| AR | RA | APPROVED | 2024-01-23 |
| TX | RA | APPROVED | 2023-07-06 |
Branch Locations
10801-1 N. Mopac Expressway Suite 350, Austin, TX 78759 • United States
Georgetown, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Army | Georgetown | TX | 05/2015 | 08/2020 |
| First Command | Fort Worth | TX | 02/2019 | 08/2020 |
| First Command Brokerage Services | Fort Worth | TX | 08/2020 | 01/2023 |
| First Command Advisory Services, Inc. | Fort Worth | TX | 08/2020 | 01/2023 |
| First Command Insurance Services, Inc. | Fort Worth | TX | 08/2020 | 01/2023 |
| Guardian Life Insurance | Fort Worth | TX | 01/2023 | Present |
| Park Avenue Securities | Fort Worth | TX | 01/2023 | Present |
| Guardian Life Insurance Company | Georgetown | TX | 06/2024 | Present |
| Park Avenue Securities | Georgetown | TX | 06/2024 | Present |
1. Eagles Ventures Group, Inc., President, VP, Secretary, Treasurer, Start Date: 07/08/20, Address: 3225 McLeod Dr Suite 100 Las Vegas, NV 89121, 20 total business hours per month, 0 during securities trading hours, Less than 10% of annual compensation, Investment related, 2. Central Texas Hockey Officials Association, Youth Hockey Referee, Start Date: 11/04/23. Address: 1717 Scottsdale Dr Cedar Park TX 78641, 4 total business hours per month, 0 during securities trading hours, Less than 10% annual compensation, Not investment related, 3) Boy Scout Troop 1-Committee Chair, Nature of Business: Boy Scouts, Start date: 01/01/2026, Address: 435 E Morrow St, Georgetown, TX 78626, Duties: Conduct a monthly one hour meeting to coordinate the administrative actions of the committee members, 1 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-04 |
| S66 | Uniform Combined State Law Examination | 2023-10-20 |
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