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Laura Gail Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lexington, KY

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-11-16
DC RA APPROVED 2019-09-12
  • KY RA
    APPROVED
    Since 2020-11-16
  • DC RA
    APPROVED
    Since 2019-09-12

Branch Locations

300 W Vine St, Lexington, KY 40507 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Washington DC 03/2019 Present
Bank Of America, N.A. Washington DC 08/2015 03/2018
Bank Of America, N.A. Washington DC 03/2018 03/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 03/2019 Present
  • 03/2019 → Present
    Bank Of America, N.A.
    Washington, DC
  • 08/2015 → 03/2018
    Bank Of America, N.A.
    Washington, DC
  • 03/2018 → 03/2019
    Bank Of America, N.A.
    Washington, DC
  • 03/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-23
  • S66 Uniform Combined State Law Examination
    2019-08-23
Other Names
  • Laura-Gail Smith
  • Laura Gail Smith
  • Laura Smith

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
INVEST INC.
EAGLE STRATEGIES LLC
LPL ENTERPRISE, LLC
ASIO CAPITAL LLC

Other Investors

MICHAEL JAMES BROWNELL
JASON CHRISTOPHER GRESHAM
JAMES CARL GRAY
MARC ALLEN MOORE
AARON WILLIAM SEYFRIED
CARL LEE JINRIGHT
GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

More in Lexington, KY

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