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Theodore Robert Smallwood

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-29
NJ RA APPROVED 2020-06-18
  • TX RA
    APPROVED
    Since 2020-06-29
  • NJ RA
    APPROVED
    Since 2020-06-18

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 03/2019 Present
Trenton Thunder Trenton NJ 01/2018 03/2019
Unemployed Athens NY 09/2017 01/2018
Wilmington Blue Rocks Wilmington DE 02/2017 09/2017
Unemployed Athens NY 05/2016 02/2017
Bank Of America, N.A. Princeton NJ 07/2026 Present
  • 03/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Princeton, NJ
  • 01/2018 → 03/2019
    Trenton Thunder
    Trenton, NJ
  • 09/2017 → 01/2018
    Unemployed
    Athens, NY
  • 02/2017 → 09/2017
    Wilmington Blue Rocks
    Wilmington, DE
  • 05/2016 → 02/2017
    Unemployed
    Athens, NY
  • 07/2026 → Present
    Bank Of America, N.A.
    Princeton, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-16
  • S66 Uniform Combined State Law Examination
    2020-06-16
Other Names
  • Theodore Smallwood

View on SEC IAPD

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MICHAEL JON HEILBRONN
ANGELA MARIE LIBRIZZI

Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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