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Brian Si Yuan Shiao

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-19
CA RA APPROVED 2020-02-11
  • TX RA
    APPROVED
    Since 2020-02-19
  • CA RA
    APPROVED
    Since 2020-02-11

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 03/2019 Present
Totts Asian Diner Chandler AZ 02/2018 02/2019
Aetna Scottsdale AZ 08/2017 02/2019
Medimpact Healthcare Systems Tempe AZ 06/2015 08/2017
Bank Of America N.A. Chandler AZ 08/2023 Present
  • 03/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 02/2018 → 02/2019
    Totts Asian Diner
    Chandler, AZ
  • 08/2017 → 02/2019
    Aetna
    Scottsdale, AZ
  • 06/2015 → 08/2017
    Medimpact Healthcare Systems
    Tempe, AZ
  • 08/2023 → Present
    Bank Of America N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-08
  • S66 Uniform Combined State Law Examination
    2020-02-08
Other Names
  • Brian Shiao

View on SEC IAPD

Other Firms

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EDWARD JONES
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VAL VISTA CAPITAL MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL GROUP, LLC
MEREDITH DEKKER FINANCIAL SERVICES, LLC

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

More in Chandler, AZ

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