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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-18
AZ RA APPROVED 2021-01-21
WA RA APPROVED 2019-05-02
  • TX RA
    APPROVED_RES
    Since 2022-07-18
  • AZ RA
    APPROVED
    Since 2021-01-21
  • WA RA
    APPROVED
    Since 2019-05-02

Branch Locations

402 Finnie Flat Rd, Camp Verde, AZ 86322 • United States

1540 E State Route 89A, Cottonwood, AZ 86326 • United States

1300 W Hwy 89A, Sedona, AZ 86336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities, Llc Auburn WA 02/2019 01/2021
Jp Morgan Chase Bank, N.A. Auburn WA 02/2019 12/2019
Chase Bank, N.A. Kent WA 07/2009 02/2019
Jp Morgan Chase Bank N.A. Auburn WA 12/2019 01/2021
Jp Morgan Chase Bank N.A. Cottonwood AZ 01/2021 Present
  • 02/2019 → 01/2021
    Auburn, WA
  • 02/2019 → 12/2019
    Jp Morgan Chase Bank, N.A.
    Auburn, WA
  • 07/2009 → 02/2019
    Chase Bank, N.A.
    Kent, WA
  • 12/2019 → 01/2021
    Jp Morgan Chase Bank N.A.
    Auburn, WA
  • 01/2021 → Present
    Jp Morgan Chase Bank N.A.
    Cottonwood, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-23
  • S66 Uniform Combined State Law Examination
    2019-04-23
Other Names
  • Keith Henehan
  • Keith William Henehan

View on SEC IAPD

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