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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-08-17
TX RA APPROVED 2021-07-12
  • AZ RA
    APPROVED
    Since 2021-08-17
  • TX RA
    APPROVED
    Since 2021-07-12

Branch Locations

2620 E Camelback Rd, Floor 02, Phoenix, AZ 85016 • United States

8737 East Pinnacle Peak Road, Scottsdale, AZ 85255 • United States

13602 N. 7Th St., Phoenix, AZ 85022 • United States

31 Butterfield Road, Chino Valley, AZ 86323 • United States

746 Miller Valley Road, Prescott, AZ 86301 • United States

4922 East Bell Road, Scottsdale, AZ 85254 • United States

100 West Birch, Flagstaff, AZ 86001 • United States

7206 E. Wampum Way, Carefree, AZ 85377 • United States

402 Finnie Flat Rd, Camp Verde, AZ 86322 • United States

1300 W Hwy 89A, Sedona, AZ 86336 • United States

17140 North Cave Creek Road, Phoenix, AZ 85032 • United States

20215 N Cave Creek Rd., Phoenix, AZ 85024 • United States

39516 N Daisy Mountain Dr, Anthem,, AZ 85086 • United States

4830 N. Hwy. 89, Flagstaff, AZ 86004 • United States

701 East Bell Road, Phoenix, AZ 85022 • United States

5355 E Carefree Hwy Bldg F, Cave Creek, AZ 85331 • United States

28238 N. Tatum Blvd, Cave Creek, AZ 85331 • United States

7165 E Mayo Blvd, Phoenix, AZ 85054 • United States

5697 E St Rte 69, Prescott Valley, AZ 86314 • United States

20871 N. Scottsdale Road, Scottsdale, AZ 85255 • United States

10011 E Dynamite Blvd, Scottsdale, AZ 85262 • United States

1484 S Milton Road, Flagstaff, AZ 86001 • United States

302 W Gurley St, Prescott, AZ 86301 • United States

7900 E State Rte 69, Prescott Valley, AZ 86314 • United States

6666 Highway 179, Sedona, AZ 86351 • United States

1540 E State Route 89A, Cottonwood, AZ 86326 • United States

8898 E Legacy Blvd, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Phoenix AZ 06/1997 06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 06/1997 06/2021
Jp Morgan Chase Bank, N.A. Phoenix AZ 07/2021 Present
J.P. Morgan Securities Llc Phoenix AZ 07/2021 Present
Previous Registrations
  • 2016-03-11 → 2021-06-29
    Phoenix, AZ
  • 2005-11-11 → 2009-04-14
    Banc Of America Investment Services, Inc.
    San Jose, CA
    San Jose, CA
    Palo Alto, CA
    San Jose, CA
    Danville, CA
    Palo Alto, CA
    San Ramon, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-10
S63 Uniform Securities Agent State Law Examination 2001-04-10
  • S66 Uniform Combined State Law Examination
    2016-03-10
  • S63 Uniform Securities Agent State Law Examination
    2001-04-10
Other Names
  • Amanda L Sic
  • Amanda L Klee
  • Amanda Lynn Klee
  • Amanda Klee-Sic
  • Amanda Lynn Sic
  • Amanda L Klee-Sic

View on SEC IAPD

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