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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-08-17 |
| TX | RA | APPROVED | 2021-07-12 |
Branch Locations
2620 E Camelback Rd, Floor 02, Phoenix, AZ 85016 • United States
8737 East Pinnacle Peak Road, Scottsdale, AZ 85255 • United States
13602 N. 7Th St., Phoenix, AZ 85022 • United States
31 Butterfield Road, Chino Valley, AZ 86323 • United States
746 Miller Valley Road, Prescott, AZ 86301 • United States
4922 East Bell Road, Scottsdale, AZ 85254 • United States
100 West Birch, Flagstaff, AZ 86001 • United States
7206 E. Wampum Way, Carefree, AZ 85377 • United States
402 Finnie Flat Rd, Camp Verde, AZ 86322 • United States
1300 W Hwy 89A, Sedona, AZ 86336 • United States
17140 North Cave Creek Road, Phoenix, AZ 85032 • United States
20215 N Cave Creek Rd., Phoenix, AZ 85024 • United States
39516 N Daisy Mountain Dr, Anthem,, AZ 85086 • United States
4830 N. Hwy. 89, Flagstaff, AZ 86004 • United States
701 East Bell Road, Phoenix, AZ 85022 • United States
5355 E Carefree Hwy Bldg F, Cave Creek, AZ 85331 • United States
28238 N. Tatum Blvd, Cave Creek, AZ 85331 • United States
7165 E Mayo Blvd, Phoenix, AZ 85054 • United States
5697 E St Rte 69, Prescott Valley, AZ 86314 • United States
20871 N. Scottsdale Road, Scottsdale, AZ 85255 • United States
10011 E Dynamite Blvd, Scottsdale, AZ 85262 • United States
1484 S Milton Road, Flagstaff, AZ 86001 • United States
302 W Gurley St, Prescott, AZ 86301 • United States
7900 E State Rte 69, Prescott Valley, AZ 86314 • United States
6666 Highway 179, Sedona, AZ 86351 • United States
1540 E State Route 89A, Cottonwood, AZ 86326 • United States
8898 E Legacy Blvd, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Phoenix | AZ | 06/1997 | 06/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 06/1997 | 06/2021 |
| Jp Morgan Chase Bank, N.A. | Phoenix | AZ | 07/2021 | Present |
| J.P. Morgan Securities Llc | Phoenix | AZ | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-10 |
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