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Harley Joseph Tierheimer

J.P. Morgan Securities LLC

Lakewood, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-07
CO RA APPROVED 2022-05-09
  • TX RA
    APPROVED
    Since 2022-08-07
  • CO RA
    APPROVED
    Since 2022-05-09

Branch Locations

5076 S Wadsworth Blvd, Lakewood, CO 80123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lakewood CO 02/2019 05/2022
Jpmorgan Chase Bank, N.A. Lakewood CO 05/2001 05/2022
Jpmorgan Chase Bank, N.A. Lakewood CO 05/2022 Present
J.P. Morgan Securities Llc Lakewood CO 05/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-09
  • S66 Uniform Combined State Law Examination
    2022-05-09

View on SEC IAPD

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