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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-08-21 |
| TX | RA | APPROVED | 2024-05-02 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2021 | Present |
| Northeast Ymca | Philadelphia | PA | 01/2016 | 12/2019 |
| Philadelphia Parks & Recreation | Philadelphia | PA | 06/2017 | 08/2017 |
| Philadelphia Parks & Recreation | Philadelphia | PA | 06/2018 | 08/2018 |
| Northwestern Mutual | Philadelphia | PA | 04/2019 | 04/2020 |
| Northwestern Mutual- Markovits Wellness Group | Philadelphia | PA | 12/2019 | 05/2020 |
| The Vanguard Group, Inc. | Malvern | PA | 06/2020 | 08/2020 |
| Temple University | Philadelphia | PA | 08/2017 | 05/2021 |
| Northwestern Mutual- Markovits Wellness Group | Philadelphia | PA | 01/2021 | 05/2021 |
| Self-Employed | Phoenix | AZ | 08/2025 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2021 | Present |
| Self-Employed | Scottsdale | AZ | 09/2025 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2024 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: MEDICAL POSITION: PLASMA DONOR START DATE: 08/2025 APPROXIMATE HOURS/MONTH: 12 NUMBER OF HOURS DURING TRADING HOURS: 6 DUTIES: DONATION NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WITH DOORDASH START DATE: 09/18/2025 APPROXIMATE HOURS/MONTH: 112 HOURS DEVOTED DURING TRADING HOURS: 8 DUTIES: DELIVERING FOOD
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-14 |
| S65 | Uniform Investment Adviser Law Examination | 2022-10-17 |
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