Best Investors Account Sign in

Kristen Nicole Mock

Truist Advisory Services, Inc.

Ormond Beach, FL

Claim This Profile
Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-06-04
TX RA APPROVED_RES 2024-03-04
FL RA APPROVED 2021-04-21
  • RI RA
    APPROVED
    Since 2024-06-04
  • TX RA
    APPROVED_RES
    Since 2024-03-04
  • FL RA
    APPROVED
    Since 2021-04-21

Branch Locations

3780 Roscommon Dr, Ormond Beach, FL 32174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc. Ormond Beach FL 03/2019 11/2024
Suntrust Bank Madison TN 03/2019 02/2021
Suntrust Bank Ormond Beach FL 04/2015 03/2019
Truist Advisory Services, Inc Ormond Beach FL 01/2020 Present
Truist Bank New Smyrna Beach FL 02/2021 11/2024
Truist Investment Services, Inc. Ormond Beach FL 11/2024 Present
  • 03/2019 → 11/2024
    Truist Investment Services, Inc.
    Ormond Beach, FL
  • 03/2019 → 02/2021
    Suntrust Bank
    Madison, TN
  • 04/2015 → 03/2019
    Suntrust Bank
    Ormond Beach, FL
  • 01/2020 → Present
    Truist Advisory Services, Inc
    Ormond Beach, FL
  • 02/2021 → 11/2024
    Truist Bank
    New Smyrna Beach, FL
  • 11/2024 → Present
    Truist Investment Services, Inc.
    Ormond Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-31
S63 Uniform Securities Agent State Law Examination 2019-05-23
  • S65 Uniform Investment Adviser Law Examination
    2020-05-31
  • S63 Uniform Securities Agent State Law Examination
    2019-05-23
Other Names
  • Kristen Mock

View on SEC IAPD

Other Firms

STORMS & ROWDON FINANCIAL SERVICES, INC.
HORNOR, TOWNSEND & KENT, LLC
COMPASS FINANCIAL ADVISORY SERVICES, LLC
J.P. MORGAN SECURITIES LLC
CAPSTONE INVESTMENT MANAGEMENT LLC
BROADSTREET FINANCIAL ADVISERS LLC
HOLLAND ADVISORY SERVICES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

WADE LEE ROWDON
KEITH JOHN STORMS
Robert George Hallock
JANE SLAVEN EDDY
Patrick James Tuite
John Richard Cecere
Sarah Nash Myrick
Madeleine Johanna Hubbard

Other Offices

STORMS & ROWDON FINANCIAL SERVICES, INC. · ORMOND BEACH, FL
HORNOR, TOWNSEND & KENT, LLC · ORMOND BEACH, FL
COMPASS FINANCIAL ADVISORY SERVICES, LLC · ORMOND BEACH, FL
J.P. MORGAN SECURITIES LLC · ORMOND BEACH, FL
CAPSTONE INVESTMENT MANAGEMENT LLC · Ormond Beach, FL
TRUIST ADVISORY SERVICES, INC. · ORMOND BEACH, FL
BROADSTREET FINANCIAL ADVISERS LLC · ORMOND BEACH, FL
HOLLAND ADVISORY SERVICES, INC. · ORMOND BEACH, FL

More in Ormond Beach, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor