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Eric Spencer Humphrey

United Brokerage Services, Inc

Parkersburg, WV

CRD 7077764

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Employer firm

United Brokerage Services, Inc CRD 39062

$372M regulatory AUM 1,391 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
United Brokerage Services, Inc

514 Market Street, Parkersburg, WV 26101 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2022-07-08
  • WV RA
    APPROVED
    Since 2022-07-08

Branch Locations

514 Market Street, Parkersburg, WV 26101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Brokerage Services Inc Parkersburg WV 02/2019 04/2023
Rem Community Options Williamstown WV 08/2013 02/2019
United Brokerage Services Inc Parkersburg WV 04/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-30
  • S66 Uniform Combined State Law Examination
    2022-06-30
Other Names
  • Eric Humphrey

View on SEC IAPD

Nearby Firms

FIRST HEARTLAND CONSULTANTS, INC.
TRUIST ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

TONI MARIE SAMS
STEVEN CHASE MOONEY
Heather Dawn Winebrenner

Nearby Offices

FIRST HEARTLAND CONSULTANTS, INC. · PARKERSBURG, WV
TRUIST ADVISORY SERVICES, INC. · PARKERSBURG, WV
CETERA INVESTMENT ADVISERS LLC · PARKERSBURG, WV

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