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Employer firm

First Heartland Consultants, Inc. CRD 110377

$2.09B regulatory AUM 42 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
First Heartland Consultants, Inc.

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2009-12-01
  • WV RA
    APPROVED
    Since 2009-12-01

Branch Locations

1215 Avery Street Suite B, Parkersburg, WV 26101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Heartland Capital, Inc Lake St Louis MO 11/2009 Present
  • 11/2009 → Present
    First Heartland Capital, Inc
    Lake St Louis, MO
Previous Registrations
Other Businesses

FIRST HEARTLAND CONSULTANTS, Investment Related, Investment advisory services., IAR, Start Date: 11/20/2009 TMW Financials, LLC, Investment Related, Marketing insurance and financial services., OWNER, Start Date: 06/15/2020

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-12
S63 Uniform Securities Agent State Law Examination 1998-12-04
  • S65 Uniform Investment Adviser Law Examination
    1999-10-12
  • S63 Uniform Securities Agent State Law Examination
    1998-12-04
Other Names
  • Toni Marie Weaver

View on SEC IAPD

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