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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carls Fencing, Decking & Home | Howell | NJ | 03/2005 | 08/2018 |
| Unemployed | Brick | NJ | 09/2018 | 02/2019 |
| Axa Advisors,Llc | New York | NY | 03/2019 | 04/2020 |
| Wells Fargo Bank, Na | Howell | NJ | 04/2020 | 09/2021 |
| Wells Fargo Clearing Services, Llc | Howell | NJ | 04/2020 | 09/2021 |
| Fisher Investments | Tampa | FL | 10/2021 | 05/2022 |
| Unemployed | Brick | NJ | 09/2021 | 10/2021 |
| Td Ameritrade | Princeton | NJ | 06/2022 | 05/2024 |
| Td Ameritrade Investment Management, Llc. | Princeton | NJ | 06/2022 | 09/2023 |
| Charles Schwab & Co., Inc. | Princeton | NJ | 06/2022 | Present |
| Charles Schwab Bank, Ssb | Princeton | NJ | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-09 |
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