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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2008-02-11
  • SC RA
    APPROVED
    Since 2008-02-11

Branch Locations

128 Millport Circle, Greenville, SC 29607 • United States

1909C Augusta Hwy, Lexington, SC 29072 • United States

Fountain Inn, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Lexington SC 04/2005 Present
Thrivent Financial For Lutherans Appleton WI 04/2005 Present
Other Businesses

EM GREENVILLE - CHARITY POSITION: Board Member / Secretary NATURE: Charity -receives and distribute sdonor directed funds to sub categories within the organization when requested. This charity consist of 5 volunteers; 4 board members and one in operations. The operations role communicates with all the donors and entities/recipients. The operations role is overseen by the board members meeting 2 to 4 times a year. This organization has no investments or intentions to invest other than holding a checking account. The operations person is the only one holding the checking account. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/29/2020 ADDRESS: 2 Wakefield Ct, Greenville SC 29615, United States DESCRIPTION: Board Member. My role along with three other officers oversee the operations person who distributes funds to entities within the organization. This organization has no investments and no intentions to invest other than holding a checking account. I have no signature authorization on any accounts held by this organization.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-22
S63 Uniform Securities Agent State Law Examination 2005-07-07
  • S66 Uniform Combined State Law Examination
    2007-12-22
  • S63 Uniform Securities Agent State Law Examination
    2005-07-07

View on SEC IAPD

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