Ritesh Khanna

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-27
AZ	RA	APPROVED	2022-02-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Scottsdale	AZ	04/2020	02/2022
Palladyne International Asset Management	Amsterdam		10/2012	02/2019
Unemployed	Chandler	AZ	03/2019	03/2020
Bank Of America, N.A./Merrill Lynch	Scottsdale	AZ	04/2020	02/2022
J.P. Morgan Securities Llc	Phoenix	AZ	02/2022	Present
Jpmorgan Chase Bank, N.A.	Phoenix	AZ	02/2022	Present

04/2020 → 02/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ
10/2012 → 02/2019

Palladyne International Asset Management

Amsterdam
03/2019 → 03/2020

Unemployed

Chandler, AZ
04/2020 → 02/2022

Bank Of America, N.A./Merrill Lynch

Scottsdale, AZ
02/2022 → Present

J.P. Morgan Securities Llc

Phoenix, AZ
02/2022 → Present

Jpmorgan Chase Bank, N.A.

Phoenix, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-27
S63	Uniform Securities Agent State Law Examination	2005-05-31

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