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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-11-08 |
| TX | RA | APPROVED_RES | 2019-11-08 |
Branch Locations
141 W Front St Ste 140, Red Bank, NJ 07701 • United States
Morganville, NJ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Red Bank | NJ | 04/2004 | 11/2019 |
| Bank Of America, N.A. | Red Bank | NJ | 07/2011 | 11/2019 |
| Ameriprise Financial Services, Inc | Red Bank | NJ | 11/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Red Bank | NJ | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-15 |
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