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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-15 |
| CA | RA | APPROVED | 2024-08-14 |
Branch Locations
7077 E Tanque Verde Rd, Tucson, AZ 85715 • United States
410 W Continental Rd, Green Valley, AZ 85622 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Tucson | AZ | 04/2017 | 03/2021 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 02/2019 | 03/2021 |
| Octopus Carwash | Sahuarita | AZ | 02/2016 | 06/2017 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2022 | 07/2024 |
| Wells Fargo Bank, Na | Tucson | AZ | 04/2017 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tuscon | AZ | 07/2024 | Present |
| Fedex | Tucson | AZ | 11/2021 | 12/2021 |
| Walmart | Tucson | AZ | 12/2021 | 01/2022 |
| Lowe's | Tucson | AZ | 01/2022 | 02/2022 |
| Bank Of America, N.A. | Tucson | AZ | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-10 |
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