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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-16
  • CA RA
    APPROVED
    Since 2024-10-16

Branch Locations

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Saint Paul MN 10/2020 08/2021
Minnesota Life Insurance Company Saint Paul MN 10/2020 08/2021
Tax & Financial Group Newport Beach CA 10/2020 08/2021
New York Life Woodland Hills CA 02/2019 10/2020
The Masters University Santa Clarita CA 09/2017 05/2019
El Camino Hs Ventura CA 09/2013 08/2017
Aflac Los Angeles CA 04/2018 09/2018
Helpful Hands Respite Services Santa Clarita CA 11/2018 03/2020
Fsc Securities Orange CA 01/2022 11/2022
Unemployed Irvine CA 08/2021 12/2021
Strategic Financial Advisors Inc. Orange CA 01/2022 11/2022
United Planners Walnut Creek CA 11/2022 10/2023
Vitucci And Associates Walnut Creek CA 11/2022 10/2023
Proxy Freedom Walnut Creek CA 11/2022 10/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 10/2023 06/2024
Bank Of America, N.A Newport Beach CA 11/2023 06/2024
Massmutual Life Insurance Co. Newport Beach CA 08/2024 Present
Mml Investor Services, Llc Newport Beach CA 08/2024 Present
Pure Financial Advisors, Llc Irvine CA 06/2024 07/2024
  • 10/2020 → 08/2021
    Securian Financial Services
    Saint Paul, MN
  • 10/2020 → 08/2021
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 10/2020 → 08/2021
    Tax & Financial Group
    Newport Beach, CA
  • 02/2019 → 10/2020
    New York Life
    Woodland Hills, CA
  • 09/2017 → 05/2019
    The Masters University
    Santa Clarita, CA
  • 09/2013 → 08/2017
    El Camino Hs
    Ventura, CA
  • 04/2018 → 09/2018
    Aflac
    Los Angeles, CA
  • 11/2018 → 03/2020
    Helpful Hands Respite Services
    Santa Clarita, CA
  • 01/2022 → 11/2022
    Fsc Securities
    Orange, CA
  • 08/2021 → 12/2021
    Unemployed
    Irvine, CA
  • 01/2022 → 11/2022
    Strategic Financial Advisors Inc.
    Orange, CA
  • 11/2022 → 10/2023
    United Planners
    Walnut Creek, CA
  • 11/2022 → 10/2023
    Vitucci And Associates
    Walnut Creek, CA
  • 11/2022 → 10/2023
    Proxy Freedom
    Walnut Creek, CA
  • 10/2023 → 06/2024
    Newport Beach, CA
  • 11/2023 → 06/2024
    Bank Of America, N.A
    Newport Beach, CA
  • 08/2024 → Present
    Massmutual Life Insurance Co.
    Newport Beach, CA
  • 08/2024 → Present
    Mml Investor Services, Llc
    Newport Beach, CA
  • 06/2024 → 07/2024
    Pure Financial Advisors, Llc
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-05
  • S66 Uniform Combined State Law Examination
    2021-02-05
Other Names
  • Brooke Natalie Brooks
  • Brooke Bastiaans

View on SEC IAPD

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