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Stephen Derek Brand

J.P. Morgan Securities LLC

Manhattan Beach, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-05-29
TX RA APPROVED_RES 2026-04-15
CA RA APPROVED 2024-01-03
  • MI RA
    APPROVED
    Since 2026-05-29
  • TX RA
    APPROVED_RES
    Since 2026-04-15
  • CA RA
    APPROVED
    Since 2024-01-03

Branch Locations

2600 Sepulveda Blvd., Manhattan Beach, CA 90266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na El Segundo CA 02/2019 12/2023
Wells Fargo Clearing Services Llc El Segundo CA 02/2019 12/2023
Bank Of America N.A. Manhattan Beach Ca CA 04/2016 02/2019
J.P. Morgan Securities Llc Manhattan Beach CA 01/2024 Present
Jpmorgan Chase Bank, N.A. Manhattan Beach CA 01/2024 Present
  • 02/2019 → 12/2023
    Wells Fargo Bank Na
    El Segundo, CA
  • 02/2019 → 12/2023
    Wells Fargo Clearing Services Llc
    El Segundo, CA
  • 04/2016 → 02/2019
    Bank Of America N.A.
    Manhattan Beach Ca, CA
  • 01/2024 → Present
    J.P. Morgan Securities Llc
    Manhattan Beach, CA
  • 01/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Manhattan Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-04
  • S66 Uniform Combined State Law Examination
    2019-06-04
Other Names
  • Stephen D Brand
  • Stephen Brand
  • Stephen S Brand

View on SEC IAPD

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Other Offices

BEACH CITIES WEALTH MANAGEMENT, LLC · MANHATTAN BEACH, CA
ACIES INVESTMENTS MANAGEMENT, LLC · MANHATTAN BEACH, CA
WALLENDER, TIMOTHY JOSEPH · MANHATTAN BEACH, CA
LPL FINANCIAL LLC · MANHATTAN BEACH, CA
MUTUAL ADVISORS, LLC · Manhattan Beach, CA
J.P. MORGAN SECURITIES LLC · MANHATTAN BEACH, CA
CURRENT EQUITY PARTNERS, LLC · MANHATTAN BEACH, CA
EPIC FUNDS · MANHATTAN BEACH, CA

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