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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-03
NH RA APPROVED 2019-05-13
  • TX RA
    APPROVED
    Since 2019-06-03
  • NH RA
    APPROVED
    Since 2019-05-13

Branch Locations

60 Portsmouth Ave, Exeter, NH 03833 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portsmouth NH 03/2016 Present
Bank Of America, N.A. Portsmouth NH 03/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-09
  • S66 Uniform Combined State Law Examination
    2019-05-09
Other Names
  • James Force
  • James J Force

View on SEC IAPD

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