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950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Los Angeles | CA | 06/2008 | 09/2016 |
| Strategic Hospitality | Nashville | TN | 10/2016 | 02/2017 |
| Ubs Financial Services | Nashville | TN | 03/2017 | 04/2018 |
| First Republic Investment Management, Inc | Los Angeles | CA | 04/2018 | 05/2019 |
| First Republic Securities Company, Llc | Los Angeles | CA | 04/2018 | 05/2019 |
| Ieq Capital, Llc | Foster City | CA | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-26 |
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