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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-07-21
PA RA APPROVED 2019-09-06
TX RA APPROVED 2019-09-06
  • NC RA
    APPROVED
    Since 2023-07-21
  • PA RA
    APPROVED
    Since 2019-09-06
  • TX RA
    APPROVED
    Since 2019-09-06

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 07/2019 Present
Randstad Malvern PA 04/2019 07/2019
Homemaker Wayne PA 07/2018 03/2019
Homemaker Evanston IL 07/2010 07/2018
  • 07/2019 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 04/2019 → 07/2019
    Randstad
    Malvern, PA
  • 07/2018 → 03/2019
    Homemaker
    Wayne, PA
  • 07/2010 → 07/2018
    Homemaker
    Evanston, IL
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-06
  • S66 Uniform Combined State Law Examination
    2019-09-06
Other Names
  • Aviva Sherman

View on SEC IAPD

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