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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-10-21
  • NC RA
    APPROVED
    Since 2022-10-21

Branch Locations

1742 Wilkesboro Rd N, Statesville, NC 28625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 02/2019 04/2022
Secu Life Insurance Company Raleigh NC 02/2019 Present
State Employees' Credit Union Statesville NC 01/2009 Present
Credit Union Investment Services Raleigh NC 04/2019 04/2022
Secu Brokerage Services Raleigh NC 10/2022 Present
Credit Union Investment Services Raleigh NC 10/2022 Present
Crate And Barrel Northbrook IL 10/2020 Present
  • 02/2019 → 04/2022
    Secu Brokerage Services
    Raleigh, NC
  • 02/2019 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 01/2009 → Present
    State Employees' Credit Union
    Statesville, NC
  • 04/2019 → 04/2022
    Raleigh, NC
  • 10/2022 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 10/2022 → Present
    Raleigh, NC
  • 10/2020 → Present
    Crate And Barrel
    Northbrook, IL
Previous Registrations
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL Advisory Services Specialist. START DATE 1/2009. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 2/2019. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Crate & Barrell/CB2/Hudson Grace, 1250 Techny Rd., Northbrook, IL 60062. Not investment related. Nature: Sales. Title: Customer Service. Duties: Answer phone/chat/email w/customers for problem resolution. Start date: 10/2020. Hrs devoted per month: 50. None during trading hours. Rental property 618 Sullivan Rd., Statesville, NC 28677. Investment related. Title: Owner. Duties: property management. Start date: 4/2023. Hrs/mo 25. None during trading hours. Rental property 208 Feimster St , Statesville, NC 28677. Investment related. Title: Owner. Duties: Property management. Start date: 09/15/2023. Hrs/Mo: 5. None during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-27
S63 Uniform Securities Agent State Law Examination 2019-04-29
  • S65 Uniform Investment Adviser Law Examination
    2019-06-27
  • S63 Uniform Securities Agent State Law Examination
    2019-04-29
Other Names
  • Kayla Beth Reed
  • Kayla Reed Sloan

View on SEC IAPD

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