Best Investors
Account
Sign in
801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 02/2019 | 04/2022 |
| Secu Life Insurance Company | Raleigh | NC | 02/2019 | Present |
| State Employees' Credit Union | Statesville | NC | 01/2009 | Present |
| Credit Union Investment Services | Raleigh | NC | 04/2019 | 04/2022 |
| Secu Brokerage Services | Raleigh | NC | 10/2022 | Present |
| Credit Union Investment Services | Raleigh | NC | 10/2022 | Present |
| Crate And Barrel | Northbrook | IL | 10/2020 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL Advisory Services Specialist. START DATE 1/2009. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 2/2019. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Crate & Barrell/CB2/Hudson Grace, 1250 Techny Rd., Northbrook, IL 60062. Not investment related. Nature: Sales. Title: Customer Service. Duties: Answer phone/chat/email w/customers for problem resolution. Start date: 10/2020. Hrs devoted per month: 50. None during trading hours. Rental property 618 Sullivan Rd., Statesville, NC 28677. Investment related. Title: Owner. Duties: property management. Start date: 4/2023. Hrs/mo 25. None during trading hours. Rental property 208 Feimster St , Statesville, NC 28677. Investment related. Title: Owner. Duties: Property management. Start date: 09/15/2023. Hrs/Mo: 5. None during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-29 |
Reach out to this advisor