Best Investors Account Sign in
Inactive

William Marshall Cummings

Tfo Family Office Partners

Phoenix, AZ

Claim This Profile
Current Employers
Tfo Family Office Partners

5060 North 40Th Street Suite 200, Phoenix, AZ 85018 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-06
AZ RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2022-04-06
  • AZ RA
    APPROVED
    Since 2021-06-14

Branch Locations

5060 North 40Th Street Suite 200, Phoenix, AZ 85018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Phoenix AZ 06/2019 12/2019
Ubs Financial Services Phoenix AZ 02/2019 05/2019
Tri State Motor Transit Peoria AZ 05/2018 08/2018
Unemployed Unemployed AZ 08/2016 05/2018
Unemployed Unemployed AZ 08/2018 03/2019
Ubs Financial Services Phoenix AZ 01/2020 04/2021
Tfo Family Office Partners Formerly Tfo Phoenix, Inc. Phoenix AZ 05/2021 Present
  • 06/2019 → 12/2019
    Ubs Financial Services Inc.
    Phoenix, AZ
  • 02/2019 → 05/2019
    Ubs Financial Services
    Phoenix, AZ
  • 05/2018 → 08/2018
    Tri State Motor Transit
    Peoria, AZ
  • 08/2016 → 05/2018
    Unemployed
    Unemployed, AZ
  • 08/2018 → 03/2019
    Unemployed
    Unemployed, AZ
  • 01/2020 → 04/2021
    Ubs Financial Services
    Phoenix, AZ
  • 05/2021 → Present
    Tfo Family Office Partners Formerly Tfo Phoenix, Inc.
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-23
  • S66 Uniform Combined State Law Examination
    2019-11-23
Designations
Other Names
  • William Cummings
  • Billy Cummings

View on SEC IAPD

Other Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor