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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-07-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. John'S University | Jamaica | NY | 09/2015 | 05/2020 |
| Northwestern Mutual | Melville | NY | 05/2019 | 05/2020 |
| Sullivan And Kehoe, Llp | Kings Park | NY | 01/2018 | 07/2020 |
| Cetera Advisor Networks | El Segundo | CA | 03/2020 | 07/2022 |
| Ameriprise Financial Services, Llc | Jericho | NY | 08/2022 | 07/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2024 | Present |
| Stefans Associates | Woodbury | NY | 07/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2024 | Present |
1. NAME OF OTHER BUSINESS: STEFANS ASSOCIATES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 7/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: ASSIST IN THE INVESTMENT BUSINESS THAT IS SPREAD ACROSS THE TAX, LEGAL, AND INVESTMENT PRACTICES; 2. NAME OF OTHER BUSINESS: THE STEFANS GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BUSINESS MARKETING; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: DBA FOR BRANDING AND MARKETING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-20 |
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