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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-09-04
  • AL RA
    APPROVED
    Since 2025-09-04

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Pelham, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Birmingham AL 11/2019 03/2022
Wells Fargo Bank Na Fairfield AL 11/2017 10/2021
Standard Furniture Company Pelham AL 05/2015 03/2017
Aimbridge Hospitatlity Birmingham AL 01/2019 12/2019
Jefferson State Community College Hoover AL 08/2009 08/2019
Wells Fargo Bank, N.A. Vestavia AL 03/2017 11/2017
Gwfs Equities, Inc Greenwood Village CO 03/2022 07/2024
Advised Assets Group, Llc Greenwood Village CO 03/2022 07/2024
Empower Financial Services, Inc Greenwood Village CO 12/2024 Present
Unemployment Pelham AL 07/2024 12/2024
  • 11/2019 → 03/2022
    Birmingham, AL
  • 11/2017 → 10/2021
    Wells Fargo Bank Na
    Fairfield, AL
  • 05/2015 → 03/2017
    Standard Furniture Company
    Pelham, AL
  • 01/2019 → 12/2019
    Aimbridge Hospitatlity
    Birmingham, AL
  • 08/2009 → 08/2019
    Jefferson State Community College
    Hoover, AL
  • 03/2017 → 11/2017
    Wells Fargo Bank, N.A.
    Vestavia, AL
  • 03/2022 → 07/2024
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 03/2022 → 07/2024
    Advised Assets Group, Llc
    Greenwood Village, CO
  • 12/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 07/2024 → 12/2024
    Unemployment
    Pelham, AL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-07
S63 Uniform Securities Agent State Law Examination 2019-08-09
  • S65 Uniform Investment Adviser Law Examination
    2019-10-07
  • S63 Uniform Securities Agent State Law Examination
    2019-08-09

View on SEC IAPD

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