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Rebecca Irene Harbek

Wells Fargo Clearing Services, LLC

Round Rock, TX

Austin, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-02
  • TX RA
    APPROVED
    Since 2019-07-02

Branch Locations

271 University Oaks Blvd, Round Rock, TX 78665 • United States

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Round Rock TX 06/1995 Present
Wells Fargo Clearing Services, Llc Round Rock TX 02/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-02
S63 Uniform Securities Agent State Law Examination 2019-06-08
  • S65 Uniform Investment Adviser Law Examination
    2019-07-02
  • S63 Uniform Securities Agent State Law Examination
    2019-06-08
Other Names
  • Becky Harbek
  • Rebecca Barkand
  • Rebecca Howell

View on SEC IAPD

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