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Edelman Financial Engines CRD 104510
$326B regulatory AUM 322,130 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-04-27 |
Branch Locations
16052 Swingley Ridge Road Suite 350, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | St. Louis | MO | 12/2019 | 01/2021 |
| Wells Fargo Advisors/ Talent Bridge | St. Louis | MO | 02/2019 | 11/2019 |
| Great Circle | Columbia | MO | 02/2016 | 11/2018 |
| Wells Fargo Clearing Services Llc | St. Louis | MO | 06/2021 | 10/2021 |
| Unemployed | St. Louis | MO | 02/2021 | 06/2021 |
| Financial Engines Advisors L.L.C. | Santa Clara | FL | 04/2022 | Present |
| Unemployed | St. Louis | MO | 11/2021 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-02 |
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