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Joshua J Sangalang

Charles Schwab & Co., Inc.

Los Altos, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-10
IN RA APPROVED 2019-09-16
  • CA RA
    APPROVED
    Since 2020-11-10
  • IN RA
    APPROVED
    Since 2019-09-16

Branch Locations

240 Third Street Suite 100, Los Altos, CA 94022-3617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Los Altos CA 02/2019 Present
Toppers Pizza Carmel IN 07/2016 07/2019
Bennies Bread Ocean City NJ 05/2018 10/2018
Dwa Carmel IN 05/2017 08/2017
Liberty University Lynchburg VA 08/2014 12/2018
Pumpernickel Pickle Catering Company Salem VA 03/2018 05/2018
Charles Schwab Bank, Ssb Los Altos CA 08/2020 Present
  • 02/2019 → Present
    Charles Schwab & Co., Inc.
    Los Altos, CA
  • 07/2016 → 07/2019
    Toppers Pizza
    Carmel, IN
  • 05/2018 → 10/2018
    Bennies Bread
    Ocean City, NJ
  • 05/2017 → 08/2017
    Dwa
    Carmel, IN
  • 08/2014 → 12/2018
    Liberty University
    Lynchburg, VA
  • 03/2018 → 05/2018
    Pumpernickel Pickle Catering Company
    Salem, VA
  • 08/2020 → Present
    Charles Schwab Bank, Ssb
    Los Altos, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-16
  • S66 Uniform Combined State Law Examination
    2019-09-16

View on SEC IAPD

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Other Offices

EDWARD JONES · LOS ALTOS, CA
GATES PASS ADVISORS, LLC · LOS ALTOS, CA
TSINGYUAN VENTURES LLC · LOS ALTOS, CA
VIDI LLC · LOS ALTOS, CA
LPL FINANCIAL LLC · LOS ALTOS, CA
THREE BRIDGE WEALTH ADVISORS · LOS ALTOS, CA
FRANK ELMER INVESTMENT STRATEGIES LLC · LOS ALTOS, CA
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