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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-06 |
| VT | RA | APPROVED | 2020-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saratoga Springs | NY | 02/2019 | 07/2020 |
| Seasons Restaurant | Manchester | VT | 08/2018 | 02/2019 |
| Bobs Diner | Manchester | VT | 08/2011 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Manchester Center | VT | 09/2020 | Present |
| Bank Of America, N.A. | Manchester Center | VT | 10/2020 | Present |
I*: 2100310Entity Type: For ProfitName of OBA: Altera Mountain CompanyAddress: Stratton Mountain, VT 05155Investment Related: NoPosition, Title, Association: EmployeeEmployee Start Date: 12/01/2024Number of Hours: 10 hrs wklyNumber of Hours during trading: 0 Duties: Snowboard Instructor and Events Catering Staff I*1953272 Entity Type: N/A Name of OBA: NAACP Address: Wallingford, Vermont Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/15/2024 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: Civic League or Social Welfare Organization I am the secretary so I send the manage the email blasts. Meeting reminders, current events etc. I also am responsible to record minutes in the meetings and to send them to members. I upload the treasurers statements to the national portal and input now memberships. I*3221266 Entity Type: Entity Charitable Name of OBA: Manchester Community Library Address: Manchester, Vermont Investment Related: No Position, Title, Association: Committee,Board Member Employee Start Date: 01/01/2025 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: Board of Trustees Community Impact Committee my responsibilities are to get to know members of the community and come up with programming ideas that best serve those most in need. Facilities & Finance Committee my responsibilities are to discuss and plan for regular maintenance schedule and how it fits into our budget. All investments are handled by an outside firm. I am in the room while the president shares investment performance etc. but I have no say in how the assets are invested. The finance committee does review our credit policy, endowment draw policy for facility reserves etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-05 |
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