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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
1524 S. Lindbergh Boulevard, St. Louis, MO 63131-3513 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Upci | Weldon Spring | MO | 07/2015 | 02/2019 |
| Td Ameritrade | Saint Louis | MO | 02/2019 | 08/2019 |
| Upci | Weldon Spring | MO | 09/2019 | 07/2020 |
| Matthew Collier | Saint Louis | MO | 07/2020 | 09/2020 |
| Matthew Collier | Saint Louis | MO | 09/2020 | 09/2021 |
| Northwestern Mutual Investment Services Llc | Saint Louis | MO | 09/2020 | 09/2021 |
| Brian Lavalle | Chesterfield | MO | 11/2020 | 09/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2020 | 09/2021 |
| Fidelity Investments | Salt Lake City | UT | 09/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-25 |
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