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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-03-19 |
| TX | RA | APPROVED | 2021-03-02 |
Branch Locations
7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 01/2019 | 03/2021 |
| Asarco Llc | Tucson | AZ | 04/2012 | 01/2019 |
| Morgan Stanley Smith Barney Llc | Tuscon | AZ | 03/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2021 | Present |
*522257- St Cyril Of Alexandria - School; Investment related-No; Tucson, Arizona; Education; Board Member: Board Member of PALS (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 0; After business hours: 3; Organization of Community Events
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-20 |
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