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Yun Bai

Cetera Investment Advisers LLC

City Of Industry, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-19
  • CA RA
    APPROVED
    Since 2025-08-19

Branch Locations

18645 E Gale Ave #100, City Of Industry, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc La Puente CA 01/2019 01/2020
Jpmorgan Chase Bank, N.A. La Puente CA 01/2019 01/2020
Bank Of America West Covina CA 10/2016 04/2018
Westinghouse Electronics Llc. Diamond Bar CA 02/2014 09/2016
Unemployed Chino Hills CA 05/2018 12/2018
Hsbc Securities (Usa) Inc. Irivine CA 01/2020 05/2021
Hsbc Bank Usa, N.A. Irivine CA 01/2020 05/2021
Wells Fargo Clearing Services, Llc Irvine CA 06/2021 06/2022
Wells Fargo Bank, Na Irvine CA 06/2021 06/2022
Ubs Financial Services Inc. Brea CA 07/2022 05/2023
Citigroup Irvine CA 07/2023 08/2025
East West Bank City Of Industry CA 08/2025 Present
Cetera Investment Services Llc St Cloud MN 08/2025 Present
Cetera Investment Advisers Llc City Of Industry CA 08/2025 Present
  • 01/2019 → 01/2020
    J.P. Morgan Securities Llc
    La Puente, CA
  • 01/2019 → 01/2020
    Jpmorgan Chase Bank, N.A.
    La Puente, CA
  • 10/2016 → 04/2018
    Bank Of America
    West Covina, CA
  • 02/2014 → 09/2016
    Westinghouse Electronics Llc.
    Diamond Bar, CA
  • 05/2018 → 12/2018
    Unemployed
    Chino Hills, CA
  • 01/2020 → 05/2021
    Hsbc Securities (Usa) Inc.
    Irivine, CA
  • 01/2020 → 05/2021
    Hsbc Bank Usa, N.A.
    Irivine, CA
  • 06/2021 → 06/2022
    Wells Fargo Clearing Services, Llc
    Irvine, CA
  • 06/2021 → 06/2022
    Wells Fargo Bank, Na
    Irvine, CA
  • 07/2022 → 05/2023
    Ubs Financial Services Inc.
    Brea, CA
  • 07/2023 → 08/2025
    Citigroup
    Irvine, CA
  • 08/2025 → Present
    East West Bank
    City Of Industry, CA
  • 08/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2025 → Present
    Cetera Investment Advisers Llc
    City Of Industry, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-30
S63 Uniform Securities Agent State Law Examination 2019-05-09
  • S66 Uniform Combined State Law Examination
    2021-08-30
  • S63 Uniform Securities Agent State Law Examination
    2019-05-09
Other Names
  • Yun Bai
  • Morgan Bai
  • Yun Bai
  • Yunmorgan Bai
  • Yun Morgan Bai

View on SEC IAPD

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LILY WEI YEE LEUNG OU
VICTOR NELSON LEE
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SAPPHIRA XIAOPAN WANG CHOW

Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · City of Industry, CA
LPL ENTERPRISE, LLC · CITY OF INDUSTRY, CA
CETERA INVESTMENT ADVISERS LLC · CITY OF INDUSTRY, CA
CITIGROUP GLOBAL MARKETS INC. · City of Industry, CA
WELLS FARGO CLEARING SERVICES, LLC · CITY OF INDUSTRY, CA
PACKERLAND BROKERAGE SERVICES, INC. · City of Industry, CA
CETERA INVESTMENT ADVISERS LLC · ROWLAND HEIGHTS, CA
EAGLE STRATEGIES LLC · ROWLAND HEIGHT, CA

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