Yun Bai

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 01/2020
  J.P. Morgan Securities Llc
  La Puente, CA
• 01/2019 → 01/2020
  Jpmorgan Chase Bank, N.A.
  La Puente, CA
• 10/2016 → 04/2018
  Bank Of America
  West Covina, CA
• 02/2014 → 09/2016
  Westinghouse Electronics Llc.
  Diamond Bar, CA
• 05/2018 → 12/2018
  Unemployed
  Chino Hills, CA
• 01/2020 → 05/2021
  Hsbc Securities (Usa) Inc.
  Irivine, CA
• 01/2020 → 05/2021
  Hsbc Bank Usa, N.A.
  Irivine, CA
• 06/2021 → 06/2022
  Wells Fargo Clearing Services, Llc
  Irvine, CA
• 06/2021 → 06/2022
  Wells Fargo Bank, Na
  Irvine, CA
• 07/2022 → 05/2023
  Ubs Financial Services Inc.
  Brea, CA
• 07/2023 → 08/2025
  Citigroup
  Irvine, CA
• 08/2025 → Present
  East West Bank
  City Of Industry, CA
• 08/2025 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 08/2025 → Present
  Cetera Investment Advisers Llc
  City Of Industry, CA

Previous Registrations

• 2023-07-18 → 2025-08-29
  Citigroup Global Markets Inc.
  Fountain Valley, CA
  Fresno, CA
  Fountain Valley, CA
  Irvine, CA
  Yorba Linda, CA
• 2022-07-19 → 2023-07-10
  Ubs Financial Services Inc.
  Brea, CA
• 2021-08-30 → 2022-07-07
  Wells Fargo Clearing Services, Llc
  Irvine, CA
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-08-30
• S63 Uniform Securities Agent State Law Examination
  2019-05-09

Other Names

• Yun Bai
• Morgan Bai
• Yun Bai
• Yunmorgan Bai
• Yun Morgan Bai