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Thomas A Jones

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-14
IL RA APPROVED 2022-03-03
  • TX RA
    APPROVED
    Since 2022-03-14
  • IL RA
    APPROVED
    Since 2022-03-03

Branch Locations

1033 Skokie Blvd, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 02/2019 Present
University Of Wisconsin - Parkside Kenosha WI 02/2016 05/2018
Unemployed Gurnee IL 05/2018 02/2019
Bank Of America N.A. Rolling Meadows IL 11/2020 Present
I94 Rv Russell IL 12/2015 12/2016
  • 02/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 02/2016 → 05/2018
    University Of Wisconsin - Parkside
    Kenosha, WI
  • 05/2018 → 02/2019
    Unemployed
    Gurnee, IL
  • 11/2020 → Present
    Bank Of America N.A.
    Rolling Meadows, IL
  • 12/2015 → 12/2016
    I94 Rv
    Russell, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-17
  • S66 Uniform Combined State Law Examination
    2019-12-17
Other Names
  • Tommy Jones
  • Thomas A Jones Ii
  • Thomas Jones
  • Thomas Alan Jones

View on SEC IAPD

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Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Northbrook, IL
RITHOLTZ WEALTH MANAGEMENT · Northbrook, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
DDS INVESTMENT MANAGEMENT, INC. · NORTHBROOK, IL
LPL ENTERPRISE, LLC · NORTHBROOK, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
OSAIC WEALTH, INC. · NORTHBROOK, IL
E. A. HORWITZ LLC · DEERFIELD, IL

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