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Michael Scott Ridley

J.P. Morgan Securities LLC

Scottsdale, AZ

CRD 4944151

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-23
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

6155 N Scottsdale Rd, Floor 1, Scottsdale, AZ 85250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Scottsdale AZ 10/2012 Present
Coniston Muse, Llc Virgina Beach VA 05/2006 11/2021
Joppa, Llc. Virgina Beach VA 07/2005 Present
Coinston, Llc. Virginia Beach VA 07/2005 10/2022
Jpmorgan Chase Bank, N.A. Scottsdale AZ 10/2012 Present
  • 10/2012 → Present
    Scottsdale, AZ
  • 05/2006 → 11/2021
    Coniston Muse, Llc
    Virgina Beach, VA
  • 07/2005 → Present
    Joppa, Llc.
    Virgina Beach, VA
  • 07/2005 → 10/2022
    Coinston, Llc.
    Virginia Beach, VA
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Scottsdale, AZ
Previous Registrations
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: JOPPA, LLC. POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/6/2005 ADDRESS: 3704 VIRGINIA BEACH, VA DETAILS: Rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): LESS THAN ONE HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-30
  • S66 Uniform Combined State Law Examination
    2005-06-30

View on SEC IAPD

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