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Colin Michael Sullivan

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-05-06
TX RA APPROVED_RES 2021-05-06
  • PA RA
    APPROVED
    Since 2021-05-06
  • TX RA
    APPROVED_RES
    Since 2021-05-06

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Marlton NJ 11/2018 04/2021
Pennsylvania State University State College PA 08/2014 05/2018
Unemployed Yardley PA 06/2018 11/2018
The Prudential Insurance Company Of America Marlton NJ 03/2019 04/2021
Nittany Beverage State College PA 05/2016 08/2017
The Vanguard Group, Inc. Malvern PA 04/2021 Present
Vanguard Marketing Corporation Malvern PA 04/2021 Present
Vanguard Advisers, Inc. Malvern PA 04/2021 Present
  • 11/2018 → 04/2021
    Marlton, NJ
  • 08/2014 → 05/2018
    Pennsylvania State University
    State College, PA
  • 06/2018 → 11/2018
    Unemployed
    Yardley, PA
  • 03/2019 → 04/2021
    The Prudential Insurance Company Of America
    Marlton, NJ
  • 05/2016 → 08/2017
    Nittany Beverage
    State College, PA
  • 04/2021 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 04/2021 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 04/2021 → Present
    Malvern, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-08
S63 Uniform Securities Agent State Law Examination 2019-03-02
  • S65 Uniform Investment Adviser Law Examination
    2020-02-08
  • S63 Uniform Securities Agent State Law Examination
    2019-03-02
Other Names
  • Colin M Sullivan
  • Colin Sullivan

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