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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-08-06
TX RA APPROVED 2019-04-03
  • AZ RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED
    Since 2019-04-03

Branch Locations

2231 E Camelback Rd Ste 350, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Houston TX 02/2019 Present
Principal Securities Inc Houston TX 02/2019 Present
Java Pura Llc Houston TX 08/2014 02/2019
  • 02/2019 → Present
    Principal Life Insurance Company
    Houston, TX
  • 02/2019 → Present
    Houston, TX
  • 08/2014 → 02/2019
    Java Pura Llc
    Houston, TX
Other Businesses

**THE KIWANIS CLUB OF CAREFREE BENEFIT FOUNDATION, INC. POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/21/2025 ADDRESS: 11 East Sundial Circle, Suite 23, Carefree AZ 85377, United States DESCRIPTION: The Kiwanis Club of Carefree is a community of civic-minded, patriotic men and women united by a common goal: to enrich the lives of children and young adults in our area. We are dedicated to creating brighter futures for local children through hands-on support, educational programs, scholarships, and community events. Duties of Board Member, Non-Director, Non-Officer: General management: Oversee the club foundation's operations and administration. Compliance and policy: Ensure that the foundation and its activities comply with all applicable laws and Kiwanis International policies. Adopt and maintain mandatory policies. Approving projects: Evaluate and approve all projects and expenditures for the foundation. **SPORTS OFFICIAL POSITION: Football Official NATURE: Avocation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 5320 E Gray Wolf Trl, Cave Creek AZ 85331, United States DESCRIPTION: Referee of high school football. **FIXED INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/01/2019 ADDRESS: 2355 E Camelback Rd, Suite 510, Phoenix AZ 85016, United States DESCRIPTION: Fixed Annuities, LTC, LI, Group Benefits Health, DI, Medical.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-02
  • S66 Uniform Combined State Law Examination
    2019-04-02
Other Names
  • Jeff Zorn

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