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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-08-06 |
| TX | RA | APPROVED | 2019-04-03 |
Branch Locations
2231 E Camelback Rd Ste 350, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Houston | TX | 02/2019 | Present |
| Principal Securities Inc | Houston | TX | 02/2019 | Present |
| Java Pura Llc | Houston | TX | 08/2014 | 02/2019 |
**THE KIWANIS CLUB OF CAREFREE BENEFIT FOUNDATION, INC. POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/21/2025 ADDRESS: 11 East Sundial Circle, Suite 23, Carefree AZ 85377, United States DESCRIPTION: The Kiwanis Club of Carefree is a community of civic-minded, patriotic men and women united by a common goal: to enrich the lives of children and young adults in our area. We are dedicated to creating brighter futures for local children through hands-on support, educational programs, scholarships, and community events. Duties of Board Member, Non-Director, Non-Officer: General management: Oversee the club foundation's operations and administration. Compliance and policy: Ensure that the foundation and its activities comply with all applicable laws and Kiwanis International policies. Adopt and maintain mandatory policies. Approving projects: Evaluate and approve all projects and expenditures for the foundation. **SPORTS OFFICIAL POSITION: Football Official NATURE: Avocation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 5320 E Gray Wolf Trl, Cave Creek AZ 85331, United States DESCRIPTION: Referee of high school football. **FIXED INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/01/2019 ADDRESS: 2355 E Camelback Rd, Suite 510, Phoenix AZ 85016, United States DESCRIPTION: Fixed Annuities, LTC, LI, Group Benefits Health, DI, Medical.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-02 |
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