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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-20
  • TX RA
    APPROVED
    Since 2023-01-20

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austiin TX 08/2022 Present
Suny Maritime College Bronx NY 09/2017 05/2018
Expeditors International Inwood NY 06/2018 08/2018
Nest Seekers International Nyc NY 10/2018 02/2019
Verisk Financial White Plains NY 06/2019 07/2022
Suny Maritime College Bronx NY 08/2018 10/2018
Hunter College Ny NY 02/2019 06/2019
Rockland Community College Suffern NY 09/2016 08/2017
Bank Of America, N.A. Austin TX 11/2022 Present
  • 08/2022 → Present
    Austiin, TX
  • 09/2017 → 05/2018
    Suny Maritime College
    Bronx, NY
  • 06/2018 → 08/2018
    Expeditors International
    Inwood, NY
  • 10/2018 → 02/2019
    Nest Seekers International
    Nyc, NY
  • 06/2019 → 07/2022
    Verisk Financial
    White Plains, NY
  • 08/2018 → 10/2018
    Suny Maritime College
    Bronx, NY
  • 02/2019 → 06/2019
    Hunter College
    Ny, NY
  • 09/2016 → 08/2017
    Rockland Community College
    Suffern, NY
  • 11/2022 → Present
    Bank Of America, N.A.
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-09
  • S66 Uniform Combined State Law Examination
    2023-01-09

View on SEC IAPD

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