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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-16
CA RA APPROVED 2022-12-06
  • TX RA
    APPROVED
    Since 2025-10-16
  • CA RA
    APPROVED
    Since 2022-12-06

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsford NY 01/2019 09/2020
Unemployed Spencerport NY 10/2018 12/2018
Mathnasium Rochester NY 09/2015 09/2018
Synact Rochester NY 05/2018 07/2018
Jpmorgan Chase Bank, N.A. Fairport NY 09/2020 07/2022
J.P. Morgan Securities Llc Fairport NY 09/2020 07/2022
Bank Of America Pittsford NY 01/2019 09/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Century City CA 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-10
  • S66 Uniform Combined State Law Examination
    2019-06-10

View on SEC IAPD

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