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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-02-06
TX RA APPROVED 2025-02-06
  • PA RA
    APPROVED
    Since 2025-02-06
  • TX RA
    APPROVED
    Since 2025-02-06

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Malvern PA 07/2021 Present
Vanguard Advisers, Inc. Malvern PA 02/2025 Present
Elizabethtown College Elizabethtown PA 08/2013 05/2017
Pennsylvania Advisory Services, Inc. Harrisburg PA 08/2017 12/2018
Pennsylvania Advisory Services, Inc. Harrisburg PA 01/2019 07/2021
The Vanguard Group, Inc. Malvern PA 07/2021 Present
Harrisburg Insurance Services Harrisburg PA 08/2018 10/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-05
S63 Uniform Securities Agent State Law Examination 2021-10-08
S65 Uniform Investment Adviser Law Examination 2019-04-01
  • S66 Uniform Combined State Law Examination
    2025-02-05
  • S63 Uniform Securities Agent State Law Examination
    2021-10-08
  • S65 Uniform Investment Adviser Law Examination
    2019-04-01
Other Names
  • Tyler Caton

View on SEC IAPD

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