Lauren Syarra Lofy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 09/2016
  North Valley Gymnastics
  Phoenix, AZ
• 01/2022 → Present
  Lofy Cpa, Pc
  Phoenix, AZ
• 01/2019 → 01/2023
  Lofy Group Wealth Management Inc
  Phoenix, AZ
• 08/2015 → 05/2019
  Arizona State University
  Tempe, AZ
• 05/2021 → 08/2021
  Husch Blackwell
  Phoenix, AZ
• 08/2019 → 05/2022
  University Of Arizona James E Rogers College Of Law
  Tucson, AZ
• 11/2022 → Present
  Lpl Financial Llc
  Phoenix, AZ
• 01/2019 → 11/2022
  Lofy Law, Pc
  Phoenix, AZ
• 11/2022 → Present
  Lofy Law, Pc
  Phoenix, AZ
• 01/2023 → Present
  Lofy Group Wealth Management Inc
  Phoenix, AZ

Other Businesses

1) 11/2022 - Notary - Investment Related / Phoenix Arizona 2) 11/2022 - Lofy Group Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related 3) 02/03/2023 - Lofy CPA, P.C - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Tax Manager - Start Date: 02/19/2019 - 57 Hours Per month/3 Hours During Securities Trading. 4) 2/16/2023 - Lofy Law, PC - Investment Related - At Reported Business Location(s) - Attorney/Legal Services - Attorney; - Start Date - 11/30/2022 - 50 Hours Per Month/2 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2022-12-23