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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-11-09
  • MD RA
    APPROVED
    Since 2021-11-09

Branch Locations

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

1515 Reisterstown Rd, Baltimore, MD 21208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Baltimore MD 08/2013 Present
Wells Fargo Clearing Services, Llc Baltimore MD 01/2019 Present
Retouchrelive/ Say Yes Media Baltimore City MD 02/2011 Present
  • 08/2013 → Present
    Wells Fargo Bank, Na
    Baltimore, MD
  • 01/2019 → Present
    Baltimore, MD
  • 02/2011 → Present
    Retouchrelive/ Say Yes Media
    Baltimore City, MD
Other Businesses

SAY YES MEDIA, NOT INVT RELATED, PIKESVILLE, MD, 100% OWNERSHP, START DATE 2/2/2010, 20 HRS PER MONTH, 0 HRS DURING TRADING, FILMING/EDITING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-09
S63 Uniform Securities Agent State Law Examination 2019-06-12
  • S66 Uniform Combined State Law Examination
    2021-11-09
  • S63 Uniform Securities Agent State Law Examination
    2019-06-12

View on SEC IAPD

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