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Kevin Patrick Phillips

LPl Enterprise, LLC

Malvern, PA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-06
  • PA RA
    APPROVED
    Since 2026-04-06

Branch Locations

110 Phoenixville Pike Suite 100, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 01/2019 06/2019
Myrmidon Group Hatboro PA 10/2017 11/2018
Harvest Seasonal Wine Bar And Grill Glen Mills PA 08/2017 08/2017
Travel Bangkok 07/2017 08/2017
Harvest Seasonal Wine Bar And Grill Glen Mills PA 01/2017 06/2017
Bentley Systems Exton PA 10/2016 06/2017
Esm Philadelphia PA 09/2016 09/2016
Kuztown University Kutztown PA 08/2011 05/2017
Bank Of America, N.A. Wilmington DE 03/2019 06/2019
Janney Montgomery Scott Llc Greenville DE 06/2019 08/2020
Gunton Coporation Pottstown PA 08/2020 07/2021
Kevin Phillips Llc Dowingtown PA 07/2021 11/2023
New York Life Bala Cynwyd PA 11/2023 02/2026
Nylife Securities Llc Bala Cynwyd PA 01/2024 02/2026
Lpl Enterprise Llc Malvern PA 03/2026 Present
  • 01/2019 → 06/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wilmington, DE
  • 10/2017 → 11/2018
    Myrmidon Group
    Hatboro, PA
  • 08/2017 → 08/2017
    Harvest Seasonal Wine Bar And Grill
    Glen Mills, PA
  • 07/2017 → 08/2017
    Travel
    Bangkok
  • 01/2017 → 06/2017
    Harvest Seasonal Wine Bar And Grill
    Glen Mills, PA
  • 10/2016 → 06/2017
    Bentley Systems
    Exton, PA
  • 09/2016 → 09/2016
    Esm
    Philadelphia, PA
  • 08/2011 → 05/2017
    Kuztown University
    Kutztown, PA
  • 03/2019 → 06/2019
    Bank Of America, N.A.
    Wilmington, DE
  • 06/2019 → 08/2020
    Greenville, DE
  • 08/2020 → 07/2021
    Gunton Coporation
    Pottstown, PA
  • 07/2021 → 11/2023
    Kevin Phillips Llc
    Dowingtown, PA
  • 11/2023 → 02/2026
    New York Life
    Bala Cynwyd, PA
  • 01/2024 → 02/2026
    Nylife Securities Llc
    Bala Cynwyd, PA
  • 03/2026 → Present
    Malvern, PA
Previous Registrations
Other Businesses

1. 03/04/2026 - KEVIN PHILLIPS II N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Newtown AR - Inv Related - OBA Start Date: 02/26/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading" 2. 03/04/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Newtown Square PA - Inv Related - OBA Start Date: 02/26/2026 -160 Hour(s)/Month - 160 Hour(s) During Trading" 3. 03/04/2026 - Kevin Phillips LLC - Outside/W-2 Employment - Downingtown PA - Not Inv Related - OBA Start Date: 01/01/2023 - 40 Hour(s)/Month - 10 Hour(s) During Trading"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-30
S63 Uniform Securities Agent State Law Examination 2024-08-12
  • S66 Uniform Combined State Law Examination
    2026-03-30
  • S63 Uniform Securities Agent State Law Examination
    2024-08-12
Other Names
  • Kevin Phillips
  • Kevin Patrick Phillips
  • Kevin Patrick Phillips

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