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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-12 |
| AR | RA | APPROVED | 2021-01-04 |
Branch Locations
1700 E Highland Dr 3Rd Floor- Suite A, Jonesboro, AR 72401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Jonesboro | AR | 11/2019 | Present |
| Mml Investors Services, Llc | Jonesboro | AR | 01/2020 | Present |
| Northwestern Mutual | Jonesboro | AR | 01/2019 | 11/2019 |
| Arkansas State University | Jonesboro | AR | 01/2017 | 12/2019 |
| Harding University | Searcy | AR | 08/2016 | 12/2016 |
Name: Ridge Advisors Inv rel: Y Add: 1700 E Highland Dr 3rd Floor Suite A Jonesboro AR 72401 Nature: Life, Health, DI, LTC insurance sales, Fixed Annuities Position: Insurance sales Start date: 1018/2021 No. HR/MO: 5 No. HR/MO during sec trading: 5 (2) Name: NEA Finco LLC Inv Rel: Y Add: 1700 E Highland Dr 3rd Floor Suite A Jonesboro AR 72401 Nature/Duties: Owner of LLC for tax purposes and pass through compensation Position: Owner Start Date: 07/18/2025 No Hrs/Mo:1 No Hrs/Mo During Sec Trading: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-09 |
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