Yasser Hanganee Kauaria

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2023-05-17

MO RA
APPROVED

Since 2023-05-17

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metropolitan Property And Casualty	St Louis	MO	01/2018	05/2019
Harris Stowe State University	St Louis	MO	07/2015	06/2019
Td Ameritrade	St Louis	MO	01/2019	05/2021
Wells Fargo Clearing Services Llc	St. Louis	MO	05/2021	Present

01/2018 → 05/2019

Metropolitan Property And Casualty

St Louis, MO
07/2015 → 06/2019

Harris Stowe State University

St Louis, MO
01/2019 → 05/2021

Td Ameritrade

St Louis, MO
05/2021 → Present

Wells Fargo Clearing Services Llc

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-07
S63	Uniform Securities Agent State Law Examination	2019-10-07

S66 Uniform Combined State Law Examination

2023-04-07
S63 Uniform Securities Agent State Law Examination

2019-10-07

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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