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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-14
CA RA APPROVED 2022-06-13
  • TX RA
    APPROVED
    Since 2022-06-14
  • CA RA
    APPROVED
    Since 2022-06-13

Branch Locations

20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shoji Sushi Palo Alto CA 10/2015 08/2018
Ubs Financial Services Inc. San Jose CA 02/2019 05/2022
Unemployed Milpitas CA 09/2018 02/2019
Morgan Stanley Cupertino CA 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-02
  • S66 Uniform Combined State Law Examination
    2021-07-02

View on SEC IAPD

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