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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-14 |
| CA | RA | APPROVED | 2022-06-13 |
Branch Locations
20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shoji Sushi | Palo Alto | CA | 10/2015 | 08/2018 |
| Ubs Financial Services Inc. | San Jose | CA | 02/2019 | 05/2022 |
| Unemployed | Milpitas | CA | 09/2018 | 02/2019 |
| Morgan Stanley | Cupertino | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-02 |
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