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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
TN RA APPROVED 2019-11-20
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • TN RA
    APPROVED
    Since 2019-11-20

Branch Locations

1135 Halle Park Circle, Collierville, TN 38017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jdrf (Juvenile Diabetes Research Foundation Collierville TN 09/2012 11/2018
Pickler Wealth Advisors Collierville TN 01/2019 Present
Commonwealth Financial Network Waltham MA 01/2019 Present
  • 09/2012 → 11/2018
    Jdrf (Juvenile Diabetes Research Foundation
    Collierville, TN
  • 01/2019 → Present
    Pickler Wealth Advisors
    Collierville, TN
  • 01/2019 → Present
    Waltham, MA
Other Businesses

Owner, Pickler Events; located in Germantown, TN; as of 02/21/2019; Approximately 1% time spent during securities hours per month; Not conducted at branch location; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-04
  • S66 Uniform Combined State Law Examination
    2019-10-04
Other Names
  • Kathleen Pickler

View on SEC IAPD

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