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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-12-10 |
| IL | RA | APPROVED | 2019-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lisle | IL | 01/2019 | Present |
| Kpmg | Chicago | IL | 08/2016 | 12/2018 |
I*3991297 Entity Type: Name of OBA: C A Address: Wheaton, Illinois, 60189 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/10/2021 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-30 |
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