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Cynthia Kropp Foscue

Osaic Wealth, Inc.

Camarillo, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-10
CA RA APPROVED 2023-09-01
  • TX RA
    APPROVED
    Since 2024-05-10
  • CA RA
    APPROVED
    Since 2023-09-01

Branch Locations

770 Paseo Camarillo Suite 130, Camarillo, CA 93010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advanced Lubrication Technology, Inc Westlake Village CA 01/2009 12/2024
Sagepoint Financial, Inc. Camarillo CA 01/2019 09/2023
Osaic Wealth, Inc. Camarillo CA 09/2023 Present
  • 01/2009 → 12/2024
    Advanced Lubrication Technology, Inc
    Westlake Village, CA
  • 01/2019 → 09/2023
    Sagepoint Financial, Inc.
    Camarillo, CA
  • 09/2023 → Present
    Camarillo, CA
Previous Registrations
  • 2019-03-11 → 2023-09-01
    Osaic Services, Inc.
    Camarillo, CA
Other Businesses

1. INDEPENDENT CAPITAL MANAGEMENT POSITION: Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/27/2019 ADDRESS: 770 Paseo Camarillo, Ste 130, Camarillo CA 93010, United States DESCRIPTION: I sell life, health, disability and fixed annuities to prospects and clients thru various insurance companies. 2. CITADEL LAW OFFICES POSITION: Statutory Agent NATURE: Limited Liability Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 03/14/2019 ADDRESS: 770 Paseo Camarillo, Ste 130, Camarillo CA 93010, United States DESCRIPTION: I gather information from clients for the attorney to prepare living trusts. 3. ICM LENDING POSITION: independent contractor NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 03/14/2019 ADDRESS: 39 Forster, Lake Forset CA 92630, United States DESCRIPTION: It is a referral service for prospects and existing clients to ICM's lending company. Clients who might need to consolidate debt, lower interest rate, or go from an adjustable loan to a fixed loan.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-08
S65 Uniform Investment Adviser Law Examination 2016-03-25
  • S66 Uniform Combined State Law Examination
    2019-03-08
  • S65 Uniform Investment Adviser Law Examination
    2016-03-25
Designations
Other Names
  • Cynthia Lee Kropp
  • Cyndee Foscue
  • Cynthia Foscue

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