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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-10 |
| CA | RA | APPROVED | 2023-09-01 |
Branch Locations
770 Paseo Camarillo Suite 130, Camarillo, CA 93010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advanced Lubrication Technology, Inc | Westlake Village | CA | 01/2009 | 12/2024 |
| Sagepoint Financial, Inc. | Camarillo | CA | 01/2019 | 09/2023 |
| Osaic Wealth, Inc. | Camarillo | CA | 09/2023 | Present |
1. INDEPENDENT CAPITAL MANAGEMENT POSITION: Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/27/2019 ADDRESS: 770 Paseo Camarillo, Ste 130, Camarillo CA 93010, United States DESCRIPTION: I sell life, health, disability and fixed annuities to prospects and clients thru various insurance companies. 2. CITADEL LAW OFFICES POSITION: Statutory Agent NATURE: Limited Liability Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 03/14/2019 ADDRESS: 770 Paseo Camarillo, Ste 130, Camarillo CA 93010, United States DESCRIPTION: I gather information from clients for the attorney to prepare living trusts. 3. ICM LENDING POSITION: independent contractor NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 03/14/2019 ADDRESS: 39 Forster, Lake Forset CA 92630, United States DESCRIPTION: It is a referral service for prospects and existing clients to ICM's lending company. Clients who might need to consolidate debt, lower interest rate, or go from an adjustable loan to a fixed loan.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-08 |
| S65 | Uniform Investment Adviser Law Examination | 2016-03-25 |
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